Adviser and broker representative · Investment Strategies, L.l.c.
Dorothy A. Fowler
CRD 4123499 · Corpus Christi, TX
At a glance
Dorothy A. Fowler is an investment adviser representative with Investment Strategies, L.l.c. in Corpus Christi, TX, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Dorothy’s SEC record dates to 2000, about 26 years ago. Dorothy is also registered as a broker representative.
Current advisory firm
- Investment Strategies, L.l.c.Since January 2011Corpus Christi, TX · State-registered or not in the SEC’s list
SEC adviser record
- Registered since
- 2000 (26 years)
- Designations
- None on file
- Exams
- Series 66
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Dorothy’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 3 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.