Adviser and broker representative · Eley-Graham-Austgen Financial Advisory Services
Dorothy A. Austgen
CRD 3263405 · Crown Point, IN
At a glance
Dorothy A. Austgen is an investment adviser representative with Eley-Graham-Austgen Financial Advisory Services in Crown Point, IN, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Dorothy’s SEC record dates to 2008, about 18 years ago. Dorothy is also registered as a broker representative. Designations on file: Certified Financial Planner.
Current advisory firms
- Eley-Graham-Austgen Financial Advisory ServicesSince July 2008Crown Point, IN · State-registered or not in the SEC’s list
- Csenge Advisory Group, LLCSince May 2021Clearwater, FL · $3.2B in regulatory assets
SEC adviser record
- Registered since
- 2008 (18 years)
- Designations
- Certified Financial Planner
- Exams
- Series 63, Series 66
- Registered in
- 8 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Dorothy’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.