Vice President, Chief Compliance Officer · Clean Yield Asset Management
Dorigen R. Hofmann
CRD 5258903 · Named on Form ADV at one SEC-registered adviser
At a glance
Clean Yield Asset Management, an SEC-registered wealth manager based in Norwich, VT with $571 million in regulatory assets, lists Dorigen R. Hofmann on its Form ADV as Vice President, Chief Compliance Officer, a control person.
Firms and roles
- Clean Yield Asset ManagementVice President, Chief Compliance OfficerWealth manager · Norwich, VT · $571M in regulatory assets
AtlasMembers
Dorigen’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Elizabeth D. GlenshawPresident & Treasurer, Clean Yield Asset Management
- Eric M. BeckerSecretary, Clean Yield Asset Management
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Dorigen’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.