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Managing Member/chief Compliance Officer · &wealth Partners

Dorie H. Fain

CRD 2871080 · Named on Form ADV at one SEC-registered adviser

At a glance

&wealth Partners, an SEC-registered wealth manager based in Baltimore, MD with $508 million in regulatory assets, lists Dorie H. Fain on its Form ADV as Managing Member/chief Compliance Officer, a control person.

Firms and roles

  • &wealth PartnersManaging Member/chief Compliance OfficerWealth manager · Baltimore, MD · $508M in regulatory assets

AtlasMembers

Dorie’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Dorie’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.