Chief Compliance Officer · OZE Capital LLC
Donna M. Rittershausen
CRD 1480201 · Named on Form ADV at 2 SEC-registered advisers
At a glance
OZE Capital LLC, an SEC-registered private fund adviser based in Florham Park, NJ with $214 million in regulatory assets, lists Donna M. Rittershausen on its Form ADV as Chief Compliance Officer. The SEC filings also name Donna at 1 other registered adviser.
Firms and roles
- OZE Capital LLCChief Compliance OfficerPrivate fund adviser · Florham Park, NJ · $214M in regulatory assets
- Mainline Investment Advisers, LLCChief Compliance OfficerPrivate fund adviser · Wynnewood, PA · $110M in regulatory assets
AtlasMembers
Donna’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- Locked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (6)
- Michael W. MillerManaging Member/partner & Chief Executive Officer, OZE Capital LLC
- Loukas W. TheodorouMember/partner/chief Operating Officer, OZE Capital LLC
- Amy B. LeibelVice President of Finance, OZE Capital LLC
- Eric B. MillerMember/partner, OZE Capital LLC
- William A. LandmanPresident, Chief Executive Officer, Mainline Investment Advisers, LLC
1 more person named with Donna on the same filings, with titles and firms. Free in Atlas with a free account.
See all 6 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Donna’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.