President/treasurer/director/chief Compliance Officer · Good Harbor Advisors, Inc.
Donna I. Crocker
CRD 1496443 · Named on Form ADV at one SEC-registered adviser
At a glance
Good Harbor Advisors, Inc., an SEC-registered wealth manager based in Gloucester, MA with $334 million in regulatory assets, lists Donna I. Crocker on its Form ADV as President/treasurer/director/chief Compliance Officer, a control person.
Firms and roles
- Good Harbor Advisors, Inc.President/treasurer/director/chief Compliance OfficerWealth manager · Gloucester, MA · $334M in regulatory assets
AtlasMembers
Donna’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Matthew M. BabsonSecretary/director, Good Harbor Advisors, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Donna’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.