Chief Compliance Officer · SFE Investment Counsel Inc.
Donna S. Arnold
CRD 1699831 · Named on Form ADV at one SEC-registered adviser
At a glance
SFE Investment Counsel Inc., an SEC-registered wealth manager based in LOS Angeles, CA with $748 million in regulatory assets, lists Donna S. Arnold on its Form ADV as Chief Compliance Officer.
Firms and roles
- SFE Investment Counsel Inc.Chief Compliance OfficerWealth manager · LOS Angeles, CA · $748M in regulatory assets
AtlasMembers
Donna’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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Colleagues named on the same filings (6)
- Jon M. KmettPresident, Director & CFO, SFE Investment Counsel Inc.
- Teri M. McCaslandVP, & Director, SFE Investment Counsel Inc.
- David J. ThomsenVP, Director, Business Development, SFE Investment Counsel Inc.
- James T. MoylanVice President/co-Chief Investment Officer, SFE Investment Counsel Inc.
- Charles E. BohlenVice President, Co-Chief Investment Officer, SFE Investment Counsel Inc.
1 more person named with Donna on the same filings, with titles and firms. Free in Atlas with a free account.
See all 6 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Donna’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.