Chief Compliance Officer · Efficient Capital Management LLC
Donna M. Allen
CRD 1206173 · Named on Form ADV at one SEC-registered adviser
At a glance
Efficient Capital Management LLC, an SEC-registered private fund adviser based in Warrenville, IL with $1.2 billion in regulatory assets, lists Donna M. Allen on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Efficient Capital Management LLCChief Compliance OfficerPrivate fund adviser · Warrenville, IL · $1.2B in regulatory assets
AtlasMembers
Donna’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (9)
- Ernest L. JaffarianFounder and Chairman, Efficient Capital Management LLC
- Chad R. MartinsonChief Executive Officer, Chief Investment Officer, Efficient Capital Management LLC
- Milton K. BuckinghamGeneral Counsel, Efficient Capital Management LLC
- Curtis W. BradshawPresident, Efficient Capital Management LLC
- Marat MolybogaChief Risk Officer, Director of Research, Efficient Capital Management LLC
4 more people named with Donna on the same filings, with titles and firms. Free in Atlas with a free account.
See all 9 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Donna’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.