Financial Operations Principal · ISC Advisors, Inc.
Donald W. Sterling
CRD 1192425 · Named on Form ADV at one SEC-registered adviser
At a glance
ISC Advisors, Inc., an SEC-registered asset manager based in Dallas, TX with $1.6 billion in regulatory assets, lists Donald W. Sterling on its Form ADV as Financial Operations Principal, a control person.
Firms and roles
- ISC Advisors, Inc.Financial Operations PrincipalAsset manager · Dallas, TX · $1.6B in regulatory assets
AtlasMembers
Donald’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- Scott A. HayesPresident & CEO, ISC Advisors, Inc.
- Sharon E. BerryCompliance Officer, ISC Advisors, Inc.
- Andreya S. WeadonCompliance Officer, ISC Advisors, Inc.
- Marcus C. McCainChief Compliance Officer, ISC Advisors, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Donald’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.