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President · Waterloo Capital

Donald R. Simoneaux

CRD 5144175 · Named on Form ADV at one SEC-registered adviser

At a glance

Waterloo Capital, an SEC-registered broker-dealer firm based in Austin, TX with $2.3 billion in regulatory assets, lists Donald R. Simoneaux on its Form ADV as President, a control person.

Firms and roles

  • Waterloo CapitalPresidentBroker-dealer firm · Austin, TX · $2.3B in regulatory assets

AtlasMembers

Donald’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Donald’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.