Managing Partner, Chief Compliance Officer · Advantage Investment Management
Donald L. Garton
CRD 2125313 · Named on Form ADV at one SEC-registered adviser
At a glance
Advantage Investment Management, an SEC-registered wealth manager based in Louisville, KY with $215 million in regulatory assets, lists Donald L. Garton on its Form ADV as Managing Partner, Chief Compliance Officer, a control person.
Firms and roles
- Advantage Investment ManagementManaging Partner, Chief Compliance OfficerWealth manager · Louisville, KY · $215M in regulatory assets
AtlasMembers
Donald’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Kathleen MouncePartner, Advantage Investment Management
- Michael J. GartonPart Owner, Advantage Investment Management
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Donald’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.