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President and Chief Compliance Officer · DLK Investment Advisors, LLC

Donald O. Dempster

CRD 2500548 · Named on Form ADV at 2 SEC-registered advisers

At a glance

DLK Investment Advisors, LLC, an SEC-registered wealth manager based in Mercer Island, WA with $141 million in regulatory assets, lists Donald O. Dempster on its Form ADV as President and Chief Compliance Officer, a control person. The SEC filings also name Donald at 1 other registered adviser.

Firms and roles

AtlasMembers

Donald’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
2 firmsLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Donald’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.