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General Counsel and Chief Compliance Officer · Caspian Capital, LP

Dominick R. Cromartie

CRD 7154007 · Named on Form ADV at one SEC-registered adviser

At a glance

Caspian Capital, LP, an SEC-registered private fund adviser based in New York, NY with $7.0 billion in regulatory assets, lists Dominick R. Cromartie on its Form ADV as General Counsel and Chief Compliance Officer, a control person.

Firms and roles

  • Caspian Capital, LPGeneral Counsel and Chief Compliance OfficerPrivate fund adviser · New York, NY · $7.0B in regulatory assets

AtlasMembers

Dominick’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Dominick’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.