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Chief Compliance Officer · Interest Financial, LLC

Dianne M. Morin

CRD 7051669 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Interest Financial, LLC, an SEC-registered asset manager based in Tampa, FL with $0 in regulatory assets, lists Dianne M. Morin on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Dianne at 1 other registered adviser.

Firms and roles

  • Interest Financial, LLCChief Compliance OfficerAsset manager · Tampa, FL · $0M in regulatory assets
  • SeedsCCOWealth manager · New York, NY · $1.0B in regulatory assets

AtlasMembers

Dianne’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Dianne’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.