Principal Operations Officer · U. S. Boston Capital Corporation
Diane Hunt
CRD 1314708 · Named on Form ADV at one SEC-registered adviser
At a glance
U. S. Boston Capital Corporation, an SEC-registered broker-dealer firm based in Lincoln, MA with $360 million in regulatory assets, lists Diane Hunt on its Form ADV as Principal Operations Officer, a control person.
Firms and roles
- U. S. Boston Capital CorporationPrincipal Operations OfficerBroker-dealer firm · Lincoln, MA · $360M in regulatory assets
AtlasMembers
Diane’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Willard Lee UmphreyDirector, U. S. Boston Capital Corporation
- Leon OkurowskiVice President, Director and Clerk, U. S. Boston Capital Corporation
- Deborah Anne KessingerChief Compliance Officer, Broker Dealer, U. S. Boston Capital Corporation
- Alina MonisovChief Compliance Officer, Investment Advisory, U. S. Boston Capital Corporation
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Diane’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.