Chief Compliance Officer; Chief Operations Officer · Petersen Hastings Wealth Advisors, Inc.
Diane E. Gaines
CRD 5399495 · Named on Form ADV at one SEC-registered adviser
At a glance
Petersen Hastings Wealth Advisors, Inc., an SEC-registered wealth manager based in Kennewick, WA with $1.6 billion in regulatory assets, lists Diane E. Gaines on its Form ADV as Chief Compliance Officer; Chief Operations Officer, a control person.
Firms and roles
- Petersen Hastings Wealth Advisors, Inc.Chief Compliance Officer; Chief Operations OfficerWealth manager · Kennewick, WA · $1.6B in regulatory assets
AtlasMembers
Diane’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
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Colleagues named on the same filings
- Scott A. SarberChief Executive Officer, President, Petersen Hastings Wealth Advisors, Inc.
- Matthew L. NeffVice-President, Petersen Hastings Wealth Advisors, Inc.
- Blaine A. CarrTreasurer, Petersen Hastings Wealth Advisors, Inc.
- Matthew J. PetersenSecretary, Petersen Hastings Wealth Advisors, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Diane’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.