Chief Financial Officer · Focus Partners Wealth, LLC
Dhruv Gupta
CRD 6509769 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Focus Partners Wealth, LLC, an SEC-registered wealth manager based in St. Louis, MO with $181.9 billion in regulatory assets, lists Dhruv Gupta on its Form ADV as Chief Financial Officer, a control person. The SEC filings also name Dhruv at 1 other registered adviser.
Firms and roles
- Focus Partners Wealth, LLCChief Financial OfficerWealth manager · St. Louis, MO · $182B in regulatory assets
- Focus Advisor Solutions, LLCChief Financial OfficerWealth manager · St. Louis, MO · $41B in regulatory assets
AtlasMembers
Dhruv’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (11)
- Gina K. BradleyChief Administrative Officer, Focus Partners Wealth, LLC
- Vincent J. GratchDeputy Chief Comp. Officer, Focus Partners Wealth, LLC
- Karla A. SullivanSenior VP, Segment General Counsel, Focus Partners Wealth, LLC
- John C. StelleyChief Compliance Officer, Focus Partners Wealth, LLC
- Adam L. BirenbaumChief Executive Officer, Focus Partners Wealth, LLC
6 more people named with Dhruv on the same filings, with titles and firms. Free in Atlas with a free account.
See all 11 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Dhruv’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.