Chief Compliance Officer · Integrated Management Systems Capital Management LLC
Dennis Plomp
CRD 8317996 · Named on Form ADV at one SEC-registered adviser
At a glance
Integrated Management Systems Capital Management LLC, an SEC-registered asset manager based in East Orange, NJ with $0 in regulatory assets, lists Dennis Plomp on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Integrated Management Systems Capital Management LLCChief Compliance OfficerAsset manager · East Orange, NJ · $0M in regulatory assets
AtlasMembers
Dennis’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Anastasios PapadopoulosCEO and Manager, Integrated Management Systems Capital Management LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Dennis’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.