Chief Compliance Officer, Chief Financial Officer · Kain Capital
Denis B. Cummings
CRD 2241575 · Named on Form ADV at one SEC-registered adviser
At a glance
Kain Capital, an SEC-registered private fund adviser based in New York, NY with $802 million in regulatory assets, lists Denis B. Cummings on its Form ADV as Chief Compliance Officer, Chief Financial Officer, a control person.
Firms and roles
- Kain CapitalChief Compliance Officer, Chief Financial OfficerPrivate fund adviser · New York, NY · $802M in regulatory assets
AtlasMembers
Denis’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Kunal KainManaging Member, Kain Capital
- Stelios C HoimesPartner, Kain Capital
- Ashish GuptaChief Technology Officer, Kain Capital
- Solomon N EskinaziGeneral Counsel, Kain Capital
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Denis’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.