Chief Compliance Officer · Louisbourg Investments
Denis G. Bourgeois
CRD 8235039 · Named on Form ADV at one SEC-registered adviser
At a glance
Louisbourg Investments, an SEC-registered asset manager based in Dieppe, New Brunswick, Canada with $2.3 billion in regulatory assets, lists Denis G. Bourgeois on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Louisbourg InvestmentsChief Compliance OfficerAsset manager · Dieppe, New Brunswick, Canada · $2.3B in regulatory assets
AtlasMembers
Denis’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- Luc J. GaudetPresident and CEO, Louisbourg Investments
- Mathieu R. RoyVice President - Equities, Louisbourg Investments
- Heather L. HurshmanVice President - Fixed Income, Louisbourg Investments
- Scott G. LewisVice President - Private Wealth, Louisbourg Investments
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Denis’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.