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Chief Compliance Officer · Farrow Financial Inc

Deborah A. Ackerman

CRD 6932931 · Named on Form ADV at one SEC-registered adviser

At a glance

Farrow Financial Inc, an SEC-registered wealth manager based in South Burlington, VT with $280 million in regulatory assets, lists Deborah A. Ackerman on its Form ADV as Chief Compliance Officer, a control person.

Firms and roles

  • Farrow Financial IncChief Compliance OfficerWealth manager · South Burlington, VT · $280M in regulatory assets

AtlasMembers

Deborah’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Deborah’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.