Managing Member/chief Compliance Officer · McDermott Investment Advisors, LLC
Dean P. McDermott
CRD 1731834 · Named on Form ADV at one SEC-registered adviser
At a glance
McDermott Investment Advisors, LLC, an SEC-registered wealth manager based in Naples, FL with $203 million in regulatory assets, lists Dean P. McDermott on its Form ADV as Managing Member/chief Compliance Officer, a control person.
Firms and roles
- McDermott Investment Advisors, LLCManaging Member/chief Compliance OfficerWealth manager · Naples, FL · $203M in regulatory assets
AtlasMembers
Dean’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- Kathleen K. McDermottManaging Director, McDermott Investment Advisors, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Dean’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.