VP and Secretary · Charter Advisory Corporation
David G. Yearwood
CRD 1510847 · Named on Form ADV at one SEC-registered adviser
At a glance
Charter Advisory Corporation, an SEC-registered wealth manager based in Indianapolis, IN with $333 million in regulatory assets, lists David G. Yearwood on its Form ADV as VP and Secretary, a control person.
Firms and roles
- Charter Advisory CorporationVP and SecretaryWealth manager · Indianapolis, IN · $333M in regulatory assets
AtlasMembers
David’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Michael J. KelleyPresident/chief Compliance Officer, Charter Advisory Corporation
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For David’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.