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Investment Adviser Representative · WMS Advisors, LLC

David R. Williams

CRD 2373815 · Named on Form ADV at one SEC-registered adviser

At a glance

WMS Advisors, LLC, an SEC-registered wealth manager based in Charlotte, NC with $281 million in regulatory assets, lists David R. Williams on its Form ADV as Investment Adviser Representative, a control person.

Firms and roles

  • WMS Advisors, LLCInvestment Adviser RepresentativeWealth manager · Charlotte, NC · $281M in regulatory assets

AtlasMembers

David’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For David’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.