Chief Investment Officer/director of Private Wealth · Highland Capital Management, LLC
David L. Thompson
CRD 4344729 · Named on Form ADV at one SEC-registered adviser
At a glance
Highland Capital Management, LLC, an SEC-registered asset manager based in Memphis, TN with $3.9 billion in regulatory assets, lists David L. Thompson on its Form ADV as Chief Investment Officer/director of Private Wealth, a control person.
Firms and roles
- Highland Capital Management, LLCChief Investment Officer/director of Private WealthAsset manager · Memphis, TN · $3.9B in regulatory assets
AtlasMembers
David’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- Steven WishniaPresident & CEO, Highland Capital Management, LLC
- Michael H. TindalDirector of Taft-Hartley Services, Highland Capital Management, LLC
- Lori N. MontgomeryChief Compliance Officer, Highland Capital Management, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For David’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.