Member · Compass Group Management LLC
David P. Swanson
CRD 2608848 · Named on Form ADV at one SEC-registered adviser
At a glance
Compass Group Management LLC, an SEC-registered asset manager based in Westport, CT with $3.0 billion in regulatory assets, lists David P. Swanson on its Form ADV as Member.
Firms and roles
- Compass Group Management LLCMemberAsset manager · Westport, CT · $3.0B in regulatory assets
AtlasMembers
David’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (6)
- Alan B. OffenbergMember, Compass Group Management LLC
- Elias J. SaboTrustee of Sabo Family Trust, Compass Group Management LLC
- Ihab Joseph M. MassoudMember, Compass Group Management LLC
- Carrie W. RyanChief Compliance Officer, Compass Group Management LLC
- Joseph P. MilanaChief Administrative Officer, Executive Vice President of Finance, Compass Group Management LLC
1 more person named with David on the same filings, with titles and firms. Free in Atlas with a free account.
See all 6 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For David’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.