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Chief Investment Officer · Northwest Investment Management (hong Kong) Limited

David I. Rogers

CRD 2200809 · Named on Form ADV at one SEC-registered adviser

At a glance

Northwest Investment Management (hong Kong) Limited, an SEC-registered private fund adviser based in Hong Kong, Hong Kong with $1.5 billion in regulatory assets, lists David I. Rogers on its Form ADV as Chief Investment Officer, a control person.

Firms and roles

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David’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • George A. PhilipsChief Executive Officer, Northwest Investment Management (hong Kong) Limited
  • Ernest L. HoChief Compliance Officer, Northwest Investment Management (hong Kong) Limited

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For David’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.