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Director · Zentific Investment Management Limited

David G. Rickards

CRD 6517641 · Named on Form ADV at one SEC-registered adviser

At a glance

Zentific Investment Management Limited, an SEC-registered asset manager based in Hong Kong, Hong Kong with $1.3 billion in regulatory assets, lists David G. Rickards on its Form ADV as Director, a control person.

Firms and roles

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David’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Christopher S. LeeCo-Founder, Director and Chief Investment Officer, Zentific Investment Management Limited
  • Burke LauCo-Founder, Director and Head of Research, Zentific Investment Management Limited
  • Rodolfo MartellDirector, Zentific Investment Management Limited

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For David’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.