President · Richmond Brothers, Inc.
David S. Richmond
CRD 2256619 · Named on Form ADV at one SEC-registered adviser
At a glance
Richmond Brothers, Inc., an SEC-registered wealth manager based in Jackson, MI with $241 million in regulatory assets, lists David S. Richmond on its Form ADV as President, a control person.
Firms and roles
- Richmond Brothers, Inc.PresidentWealth manager · Jackson, MI · $241M in regulatory assets
AtlasMembers
David’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- Matthew J. CurfmanSenior Vice President of Investment Services, Richmond Brothers, Inc.
- Gary M. PirnerChief Compliance Officer, Richmond Brothers, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For David’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.