Investment adviser representative · Klingenstein Fields Advisors
David B. Raphael
CRD 7754422 · New York, NY
At a glance
David B. Raphael is an investment adviser representative with Klingenstein Fields Advisors in New York, NY, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on David’s SEC record dates to 2023, about 3 years ago.
Current advisory firm
- Klingenstein Fields AdvisorsSince October 2026New York, NY · $4.7B in regulatory assets
SEC adviser record
- Registered since
- 2023 (3 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 1 state
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
David’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search.
More at Klingenstein Fields Advisors
- Laurence E. AchNew York · Chartered Investment Counselor
- James W. FieldsNew York
- Kenneth D. PollingerNew York
- Jonathan RobertsNew York · Chartered Financial Analyst, Chartered Investment Counselor
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