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Limited Partner, Co-Chief Executive Officer, President · Klingenstein Fields Advisors

James W. Fields

CRD 2702347 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Klingenstein Fields Advisors, an SEC-registered wealth manager based in New York, NY with $4.7 billion in regulatory assets, lists James W. Fields on its Form ADV as Limited Partner, Co-Chief Executive Officer, President, a control person. The SEC filings also name James at 1 other registered adviser.

Firms and roles

  • Klingenstein Fields AdvisorsLimited Partner, Co-Chief Executive Officer, PresidentWealth manager · New York, NY · $4.7B in regulatory assets
  • Klingenstein Fields AdvisorsLimited Partner, Co-Chief Executive Officer and PresidentAsset manager · New York, NY · $0M in regulatory assets

AtlasMembers

James’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (7)

2 more people named with James on the same filings, with titles and firms. Free in Atlas with a free account.

See all 7 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For James’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.