Asset manager · New York, NY
Klingenstein Fields Advisors
KF Group, LP · SEC-registered investment adviser · CRD 304186 · SEC 801-116774
At a glance
Klingenstein Fields Advisors is an SEC-registered investment adviser based in New York, New York, with $0 in regulatory assets under management as of its Form ADV filed July 1, 2026. It reports 49 individual clients. By Form ADV it is a asset manager, ranked 2,705th of 3,218 asset managers and 16,688th of 17,210 SEC-registered advisers by assets.
Main office 212-492-7000klingenstein.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $0M
- Rank among asset managers
- #2,705 of 3,218
- Rank among all SEC RIAs
- #16,688 of 17,210
- Rank in New York
- #2,516 of 2,591
- Individual clients
- 49
- High-net-worth clients
- 44
- Accounts
- 0
- Discretionary
- 0% of AUM
- Employees
- 7
- Advisory staff
- 0
- Offices
- 2
Owners and executives on its Form ADV
- Kenneth D. PollingerLimited Partner, Chairman and Co-Chief Executive Officer
- Kenneth H. FieldsLimited Partner and Executive Chairman
- Maria ChambersChief Compliance Officer
- Yuh-Yng LeeLimited Partner and Chief Financial Officer
- Susan H. CurryLimited Partner and Chief Operations Officer
- James W. FieldsLimited Partner, Co-Chief Executive Officer and President
- Jonathan RobertsLimited Partner
Custody and brokerage
Custodian
Klingenstein Fields Advisors’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 5 | $0M | – |
| High-net-worth individuals | 44 | $0M | – |
| Pension and profit sharing plans | 1 | $0M | – |
| Charitable organizations | 13 | $0M | – |
Disciplinary disclosures
Klingenstein Fields Advisors reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Selecting other advisers
- Other services
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗klingenstein.com ↗
AtlasMembers
The full record on Klingenstein Fields Advisors
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 6 years of filings
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- Growth over one, three and five years
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- Rank against 626 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 7 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Klingenstein Fields Advisors manage?
Klingenstein Fields Advisors reports $0 in regulatory assets under management, on its Form ADV filed July 1, 2026.
What kind of firm is Klingenstein Fields Advisors?
Klingenstein Fields Advisors is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Klingenstein Fields Advisors’s clients?
By assets, its largest client types are individuals ($0, 5 clients); high-net-worth individuals ($0, 44 clients); pension and profit sharing plans ($0, 1 clients).
Does Klingenstein Fields Advisors have any disciplinary history?
Klingenstein Fields Advisors reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Klingenstein Fields Advisors’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-07-01), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →