Member/chief Compliance Officer · Ashdon Investment Management, LLC
David W. Pruitt
CRD 4747701 · Named on Form ADV at one SEC-registered adviser
At a glance
Ashdon Investment Management, LLC, an SEC-registered wealth manager based in Tullahoma, TN with $425 million in regulatory assets, lists David W. Pruitt on its Form ADV as Member/chief Compliance Officer, a control person.
Firms and roles
- Ashdon Investment Management, LLCMember/chief Compliance OfficerWealth manager · Tullahoma, TN · $425M in regulatory assets
AtlasMembers
David’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- June B. DebatinMember, Ashdon Investment Management, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For David’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.