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Managing Member, President and Chief Compliance Officer · Waterford Capital Investment Advisory Services LLC

David P. Oconnor

CRD 2143494 · Named on Form ADV at one SEC-registered adviser

At a glance

Waterford Capital Investment Advisory Services LLC, an SEC-registered broker-dealer firm based in Addison, TX with $228 million in regulatory assets, lists David P. Oconnor on its Form ADV as Managing Member, President and Chief Compliance Officer, a control person.

Firms and roles

AtlasMembers

David’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For David’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.