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Chief Investment Officer · Symphony Financial, LTD. Co.

David A. Moeller

CRD 4817548 · Named on Form ADV at one SEC-registered adviser

At a glance

Symphony Financial, LTD. Co., an SEC-registered wealth manager based in Houston, TX with $1.4 billion in regulatory assets, lists David A. Moeller on its Form ADV as Chief Investment Officer.

Firms and roles

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David’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Wallace C. BurgoynePresident, Managing Member and Chief Compliance Officer, Symphony Financial, LTD. Co.
  • Amber R. WalkerChief Operating Officer, Symphony Financial, LTD. Co.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For David’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.