Managing Director & Chief Compliance Officer · Mmhp Investment Advisors
David J. Middleton
CRD 1894996 · Named on Form ADV at one SEC-registered adviser
At a glance
Mmhp Investment Advisors, an SEC-registered wealth manager based in Thomasville, GA with $435 million in regulatory assets, lists David J. Middleton on its Form ADV as Managing Director & Chief Compliance Officer, a control person.
Firms and roles
- Mmhp Investment AdvisorsManaging Director & Chief Compliance OfficerWealth manager · Thomasville, GA · $435M in regulatory assets
AtlasMembers
David’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- John M. ParkerManaging Director, Mmhp Investment Advisors
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For David’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.