Adviser and broker representative · Valley Financial Management, Inc.
David M. Marks
CRD 5576897 · Morristown, NJ
At a glance
David M. Marks is an investment adviser representative with Valley Financial Management, Inc. in Morristown, NJ, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on David’s SEC record dates to 2016, about 9 years ago. David is also registered as a broker representative.
Current advisory firms
- Valley Financial Management, Inc.Since June 2026Morristown, NJ · $0M in regulatory assets
- Valley Wealth Managers, Inc.Since September 2024Paramus, NJ · $2.7B in regulatory assets
SEC adviser record
- Registered since
- 2016 (9 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
David’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 2 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.
More at Valley Financial Management, Inc.
- Carlos M. Batista GutierrezNew York
- Daniel H. BernzweigNew York · Chartered Financial Analyst
- Mark D. BubienNew York
- Kathleen M. BuskeNew York · Certified Financial Planner
- Jason R. CalderwoodWest Palm Beach
- Jamie L. CaseyNew York
- Jaime DashevschiAventura
- Martin L. GaleTampa · Certified Financial Planner, Chartered Financial Consultant
Every advisor at Valley Financial Management, Inc. →Valley Financial Management, Inc.: assets, clients and custodians →Financial advisors in Morristown, NJ →Advisor Moves: who changed firms this week →