Investment adviser representative · Valley Financial Management, Inc.
Kathleen M. Buske
CRD 1317350 · New York, NY
At a glance
Kathleen M. Buske is an investment adviser representative with Valley Financial Management, Inc. in New York, NY, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Kathleen’s SEC record dates to 2002, about 24 years ago. Designations on file: Certified Financial Planner.
Current advisory firms
- Valley Financial Management, Inc.Since May 2026New York, NY · $0M in regulatory assets
- Valley Wealth Managers, Inc.Since August 2023Paramus, NJ · $2.7B in regulatory assets
SEC adviser record
- Registered since
- 2002 (24 years)
- Designations
- Certified Financial Planner
- Exams
- Series 63
- Registered in
- 1 state
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Kathleen’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search.
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- Jamie L. CaseyNew York
- Allon HarrisNew York
- Andrew JianetteNew York
- Marc H. PershanNew York
- Amanda SpiteriNew York
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