President · F/m Investments LLC
David L. Littleton
CRD 5066624 · Named on Form ADV at one SEC-registered adviser
At a glance
F/m Investments LLC, an SEC-registered asset manager based in Washington, DC with $17.7 billion in regulatory assets, lists David L. Littleton on its Form ADV as President, a control person.
Firms and roles
- F/m Investments LLCPresidentAsset manager · Washington, DC · $18B in regulatory assets
AtlasMembers
David’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Alexander R. MorrisChief Executive Officer, F/m Investments LLC
- Adam V. CrollDirector of Trading and Operations, F/m Investments LLC
- Kirk JohnsonGeneral Counsel and Chief Operating Officer, F/m Investments LLC
- Timothy DolanChief Financial Officer, F/m Investments LLC
- Alison H. MillerChief Compliance Officer, F/m Investments LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For David’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.