Managing Partner · Arax Advisory Partners
David M. King
CRD 2446459 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Arax Advisory Partners, an SEC-registered wealth manager based in New York, NY with $26.5 billion in regulatory assets, lists David M. King on its Form ADV as Managing Partner, a control person. The SEC filings also name David at 1 other registered adviser.
Firms and roles
- Arax Advisory PartnersManaging PartnerWealth manager · New York, NY · $27B in regulatory assets
- Usca Asset Management LLCManaging PartnerPrivate fund adviser · Houston, TX · $132M in regulatory assets
AtlasMembers
David’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (10)
- Michael P RiordanManaging Partner, Arax Advisory Partners
- Gerald H. AriyanChairman, Arax Advisory Partners
- Diego J GalanChief Financial Officer, Arax Advisory Partners
- Brian J. DurkinChief Compliance Officer, Arax Advisory Partners
- Ryan P. StuartDirector of Operations, Arax Advisory Partners
5 more people named with David on the same filings, with titles and firms. Free in Atlas with a free account.
See all 10 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For David’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.