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Chief Financial Officer · Smartasset

David K. Jones

CRD 7648373 · Named on Form ADV at one SEC-registered adviser

At a glance

Smartasset, an SEC-registered asset manager based in New York, NY with $0 in regulatory assets, lists David K. Jones on its Form ADV as Chief Financial Officer, a control person.

Firms and roles

  • SmartassetChief Financial OfficerAsset manager · New York, NY · $0M in regulatory assets

AtlasMembers

David’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For David’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.