Chief Compliance Officer · Magnus Financial Group LLC
David H. Harrison
CRD 6193932 · Named on Form ADV at one SEC-registered adviser
At a glance
Magnus Financial Group LLC, an SEC-registered wealth manager based in New York, NY with $2.3 billion in regulatory assets, lists David H. Harrison on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Magnus Financial Group LLCChief Compliance OfficerWealth manager · New York, NY · $2.3B in regulatory assets
AtlasMembers
David’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Michael S. SchwartzChief Executive Officer, Magnus Financial Group LLC
- Louis V. SorsaiaChief Operating Officer, Magnus Financial Group LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For David’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.