Chief Executive Officer · MCF Advisors, LLC
David L. Harris
CRD 1235595 · Named on Form ADV at one SEC-registered adviser
At a glance
MCF Advisors, LLC, an SEC-registered wealth manager based in Lexington, KY with $4.7 billion in regulatory assets, lists David L. Harris on its Form ADV as Chief Executive Officer, a control person.
Firms and roles
- MCF Advisors, LLCChief Executive OfficerWealth manager · Lexington, KY · $4.7B in regulatory assets
AtlasMembers
David’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Robert B. SatheChairman, MCF Advisors, LLC
- Timothy A. GavinChief Compliance Officer, MCF Advisors, LLC
- Kristopher J KellinghausChief Investment Officer, MCF Advisors, LLC
- Brittany B. ManningChief Operating Officer, MCF Advisors, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For David’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.