Chief Operating Officer and Chief Compliance Officer · Aequim Alternative Investments LP
David C. Goldstein
CRD 1670828 · Named on Form ADV at one SEC-registered adviser
At a glance
Aequim Alternative Investments LP, an SEC-registered private fund adviser based in Mill Valley, CA with $8.2 billion in regulatory assets, lists David C. Goldstein on its Form ADV as Chief Operating Officer and Chief Compliance Officer, a control person.
Firms and roles
- Aequim Alternative Investments LPChief Operating Officer and Chief Compliance OfficerPrivate fund adviser · Mill Valley, CA · $8.2B in regulatory assets
AtlasMembers
David’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
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Colleagues named on the same filings
- Franklin M. ParlamisChief Investment Officer, Aequim Alternative Investments LP
- Gregory J. LeograndisLimited Partner, Aequim Alternative Investments LP
- Christopher S. WinchesterLimited Partner, Aequim Alternative Investments LP
- Charles D. CaterLimited Partner, Aequim Alternative Investments LP
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For David’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.