General Counsel, Chief Compliance Officer · Absolute Investment Advisers, LLC
David L. Faherty
CRD 5369216 · Named on Form ADV at one SEC-registered adviser
At a glance
Absolute Investment Advisers, LLC, an SEC-registered asset manager based in Rosemary Beach, FL with $2.2 billion in regulatory assets, lists David L. Faherty on its Form ADV as General Counsel, Chief Compliance Officer.
Firms and roles
- Absolute Investment Advisers, LLCGeneral Counsel, Chief Compliance OfficerAsset manager · Rosemary Beach, FL · $2.2B in regulatory assets
AtlasMembers
David’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- Locked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Brian D. HlidekManaging Member, Sales and Marketing, Absolute Investment Advisers, LLC
- James P. CompsonManaging Member, Chief Investment Officer, Absolute Investment Advisers, LLC
- Christopher A. WardMember, Sales and Marketing, Absolute Investment Advisers, LLC
- Whitfield C. WannamakerMember, Absolute Investment Advisers, LLC
- Neil H. KristianMember, Chief Operations Officer, Absolute Investment Advisers, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For David’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.