Managing Director · EMC Capital Advisors, LLC
David F Polli
CRD 6303285 · Named on Form ADV at one SEC-registered adviser
At a glance
EMC Capital Advisors, LLC, an SEC-registered asset manager based in Bannockburn, IL with $305 million in regulatory assets, lists David F Polli on its Form ADV as Managing Director.
Firms and roles
- EMC Capital Advisors, LLCManaging DirectorAsset manager · Bannockburn, IL · $305M in regulatory assets
AtlasMembers
David’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- Locked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- John C. KrautsackPresident, EMC Capital Advisors, LLC
- David M. KavanaghSecretary, EMC Capital Advisors, LLC
- Robin A. GerthChief Compliance Officer, EMC Capital Advisors, LLC
- Brian D. ProctorManaging Director, EMC Capital Advisors, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For David’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.