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Chief Compliance Officer/managing Director · Certum Group

David J. Diamond

CRD 7558016 · Named on Form ADV at one SEC-registered adviser

At a glance

Certum Group, an SEC-registered private fund adviser based in Newark, NJ with $276 million in regulatory assets, lists David J. Diamond on its Form ADV as Chief Compliance Officer/managing Director, a control person.

Firms and roles

  • Certum GroupChief Compliance Officer/managing DirectorPrivate fund adviser · Newark, NJ · $276M in regulatory assets

AtlasMembers

David’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For David’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.