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Chief Executive Officer · Financial & Tax Architects, LLC

David S. Brooks

CRD 1920936 · Named on Form ADV at one SEC-registered adviser

At a glance

Financial & Tax Architects, LLC, an SEC-registered wealth manager based in St. Louis, MO with $506 million in regulatory assets, lists David S. Brooks on its Form ADV as Chief Executive Officer, a control person.

Firms and roles

AtlasMembers

David’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Gordon C. HaavePresident and Chief Investment Officer, Financial & Tax Architects, LLC
  • Paul W. FelschChief Compliance Officer & Legal Counsel, Financial & Tax Architects, LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For David’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.