Adviser and broker representative · Sequoia Wealth Management, LLC
David E. Bragman
CRD 5958698 · Chicago, IL
At a glance
David E. Bragman is an investment adviser representative with Sequoia Wealth Management, LLC in Chicago, IL, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on David’s SEC record dates to 2012, about 14 years ago. David is also registered as a broker representative. Designations on file: Chartered Financial Consultant.
Current advisory firm
- Sequoia Wealth Management, LLCSince August 2016Chicago, IL · $600M in regulatory assets
SEC adviser record
- Registered since
- 2012 (14 years)
- Designations
- Chartered Financial Consultant
- Exams
- Series 65, Series 66
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
David’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 2 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.