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Chief Executive Officer / Chief Compliance Officer · Sootchy Securities, LLC

David A. Adefeso

CRD 2769522 · Named on Form ADV at one SEC-registered adviser

At a glance

Sootchy Securities, LLC, an SEC-registered asset manager with $0 in regulatory assets, lists David A. Adefeso on its Form ADV as Chief Executive Officer / Chief Compliance Officer, a control person.

Firms and roles

  • Sootchy Securities, LLCChief Executive Officer / Chief Compliance OfficerAsset manager · United States · $0M in regulatory assets

AtlasMembers

David’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For David’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.